FINRA is offering an IAR CE Program Overview webinar in November...Access announcement here #FINRA #Securities #RegulatoryUpdates
Agent Licensing Requirements Agency Licensing Requirements Continuing Education Requirements FINRA Administered Qualification Examinations Reporting of Administrative and Criminal Actions Securities State Fee Third Party Administrator All the files are available in the Resource Quicklinks area #General #SILADigest
SILA News & Updates including recap of the National Education Conference Securities Open Forum FINRA Regulatory Element CE IAR CE EVEP FINRA renewal cycle Insurance Open Forum Open Discussion & 2024 meeting dates Chapter Chair: Lora Herman Email: Lora.Herman@colliers.com #Chapters
Adjuster Licensing Requirements Appointment Processing for Licensed Producers Appointment Renewal FINRA Administered Qualification Examinations Individual Renewal License and Reinstatement Limited Lines Credit Notice of Termination Securities State Fee State Contact Information All the files are available in the Resource Quicklinks area #General #SILADigest
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Individual Change of Address QuickGuide Individual and Entity License and Appointment Fee QuickGuide. FINRA Qualification Exams Prelicense Education Requirements Securities State Fees (no changes) All the files are available in the Resource Quicklinks area #General
The following charts have been updated: Appointment Processing for Licensed Producers FINRA Administered Qualification Examinations Individual and Entity License and Appointment Fee Individual License Renewal and Reinstatement Long-Term Care Educational Requirements Prelicense Education Requirements Securities State Fee You can access the charts at this link: Resources #General #SILADigest
Annuity Suitability and Best Interest Standards updated for IN, NH, and VT Appointment Lines of Authority FINRA Administered Exams Portable Electronics License Requirements Renewing the Appointment Securities State Fees You can find the full set of resources here
Annuity Suitability and Best Interest Training Appointment Process for Licensed Producers Appointment Renewal Individual and Entity License Appointment Fees Individual License Renewal and Reinstatement FINRA Administered Qualification Examinations Long-Term Care Education Requirements Notice of Termination Prelicense Education Securities State Fees You can find the full set of resources here
The Education Committee recently approved 2 new qualifications. They are: FINRA Series 99 SILA Foundation Professional Certification We know many of you will be happy to see the addition of the Professional Certification to the list of approved qualifications
These charts have been updated: Agency Licensing Requirements QuickGuide Agent Licensing Requirements QuickGuide Annuity Suitability and Best Interest Training QuickGuide Appointment Renewal QuickGuide Continuing Education Requirements QuickGuide Education Provider QuickGuide FINRA Administered Qualification Examinations QuickGuide Individual and Entity License and Appointment Fee QuickGuide Individual License Renewal and Reinstatement QuickGuide Notice of Termination QuickGuide Prelicense Education Requirements QuickGuide Reporting of Administrative and Criminal Actions Securities State Fee QuickGuide To access these charts go to Resources