These charts have been updated: Agency Licensing Requirements QuickGuide Agent Licensing Requirements QuickGuide Annuity Suitability and Best Interest Training QuickGuide Appointment Renewal QuickGuide Continuing Education Requirements QuickGuide Education Provider QuickGuide FINRA Administered Qualification Examinations QuickGuide Individual and Entity License and Appointment Fee QuickGuide Individual License Renewal and Reinstatement QuickGuide Notice of Termination QuickGuide Prelicense Education Requirements QuickGuide Reporting of Administrative and Criminal Actions Securities State Fee QuickGuide To access these charts go to Resources
Annuity Suitability and Best Interest Training Appointment Process for Licensed Producers Appointment Renewal Individual and Entity License Appointment Fees Individual License Renewal and Reinstatement FINRA Administered Qualification Examinations Long-Term Care Education Requirements Notice of Termination Prelicense Education Securities State Fees You can find the full set of resources here
Adjuster Continuing Education Quickguide Annuity Suitability and Best Interest Training Quickguide Limited Line Credit Quickguide State Contact Information Quickguide Third Party Administrators Quickguide You can find the full set of resources here
The following SILA Digest Charts have been updated in April and May 2024: Adjuster Continuing Education QuickGuide Annuity Suitability and Best Interest Training QuickGuide Appointment Processing for Licensed Producers QuickGuide Commission Payment QuickGuide Education Provider QuickGuide FINRA Administered Qualification Examinations QuickGuide Individual and Entity License and Appointment Fee QuickGuide Individual License Renewal and Reinstatement QuickGuide Limited Line Credit QuickGuide Long-Term Care Educational Requirements QuickGuide Prelicense Education Requirements QuickGuide Securities State Fee QuickGuide State Contact Information QuickGuide These charts are available in the Member's Only Resources which are found here
You are invited to join us as Ryan Marlow provides attendees with the training topics and continuing education requirements for individuals who work in both the insurance and securities industry. The presentation will focus on ethical responsibilities, annuity best interest, retirement and other areas where insurance and securities intersect
Perfect company training tool for organizations watching their bottom line. To learn more/enroll: https://www.silafoundation.org/education/ PS: If you’d prefer an instructor-led learning experience, you’ll be delighted to hear that the SILA preconference classes are returning! These 2 and 4-hour virtual classes will be occurring throughout the afternoons of August into early-September. SILA preconference class registration will open up alongside the 2024 SILA National Education Conference registration on April 30 th , although conference registration is not required to enroll
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Join Allister and Diana as they have a great talk with Todd Rosenfeld, the Chief Learning Officer at Securities Training Corporation. Learn about his 40+ years of experience in the securities and insurance industry and how training has evolved over time
PRACTICAL APPROACH TO SECURITIES REGISTRATION AND COMPLIANCE · August 25, 2:30-4:30 Eastern · Instructor led, Interactive · $149 Enrollment Fee (2-hour class) · Large Group Discounts Available Have questions on securities and compliance? Get up-to-speed with this 2-hour class that drives you through the regulatory environment and routes you to the answers. It’s a fact-filled, interactive session offering a high-level overview of securities registration and compliance issues while steering you away from regulatory roadblocks
Make plans to join us as our distinguished panel of industry leaders delve into the essential components of continuing education for investment adviser representatives, securities registered representatives, and insurance producers
Post-Conference Wrap-up Thank you to all the attendees, exhibitors, sponsors, volunteers, and presenters. The 2023 National Education Conference is a wrap! Read a summary of the week here Download Resources Member login required to access Powerpoints FINRA Resources Regulator Hot Topics Regulatory Updates Share your Feedback To help us improve the content of the conference programs, would you take a couple of minutes to provide input on the 2023 SILA Conference and provide session topics and ideas that can make it even better for future SILA conferences?