Join us as Ann Robinson provides an understanding of the securities market, the roles of various players, and the regulatory requirements involved
Everyone is invited to visit the SILA Foundation Webinar Library to view February's webinar recording: https://www.silafoundation.org/sila-foundation-webinar-library/ *This webinar was an introduction to our Practical Approach to Securities Registrations and Compliance class ; a public, 2-hour virtual education class slated for August 2025
The SILA Foundation recently refreshed and expanded their securities course line-up
PRACTICAL APPROACH TO SECURITIES REGISTRATION AND COMPLIANCE · August 25, 2:30-4:30 Eastern · Instructor led, Interactive · $149 Enrollment Fee (2-hour class) · Large Group Discounts Available Have questions on securities and compliance?
You are invited to join us as Ryan Marlow provides attendees with the training topics and continuing education requirements for individuals who work in both the insurance and securities industry. The presentation will focus on ethical responsibilities, annuity best interest, retirement and other areas where insurance and securities intersect
If you have questions on securities registration and compliance?
Everyone is invited to visit the SILA Foundation Webinar Library to view last month's recorded webinar: https://www.silafoundation.org/sila-foundation-webinar-library/ #General
*LAST MONTH TO REGISTER* If you have questions regarding securities registration and compliance, our instructor led PRACTICAL APPROACH TO SECURITIES REGISTRATION AND COMPLIANCE class is an ideal choice!
Join Allister and Diana as they have a great talk with Todd Rosenfeld, the Chief Learning Officer at Securities Training Corporation. Learn about his 40+ years of experience in the securities and insurance industry and how training has evolved over time
New Mexico Securities Department sends reminder regarding its annual registration renewal. Access announcement here #General #Securities #RegulatoryUpdates